Index

Index A Accounting and Corporate Regulatory Authority, ACRA v, ix Adequacy v, viii, ix, 13, 14, 27, 34, 37-39, 41, 45, 50, 54, 55, 58, 86, 92, 112, 121, 122, 127, 130, 131, 147, 157, 164, 167, 168, 191, 193-195, 199, 200, 202-206, 210, 215, 216, 220, 223, 231, 238, 239, 243, 245, 246, 253 Annual General Meeting, AGM ix, 44 Assurance viii, 38-40, 55, 58, 90, 97, 107, 113, 123, 126, 127, 130, 131, 146-148, 157, 167, 171, 188, 191- 198, 200-203, 209, 213, 215-218, 220-222, 229, 235-242, 245, 253, 258 Assurance Framework viii, 127, 131, 157, 191, 193, 196, 201, 202, 215, 218, 220, 235, 239 Audit and Risk Committee, ARC ix, 1, 5, 6, 20, 21, 28, 29, 138-140 Audit Committee, AC v, ix, 5, 6, 9, 10, 13, 20, 22, 23, 24, 34, 35, 39, 56, 60, 72, 80, 84-87, 114, 126, 134, 141, 142, 145, 193, 200-202, 204, 205, 214, 220, 222, 223, 225, 238, 239, 243-246, 253, 254 Authority v, ix, x, 1, 2, 8, 11, 13, 35, 41, 51, 56, 59, 85, 97, 120, 137, 142, 150, 159, 210, 232, 252 B Black Swan 78 Board Assurance Framework, BAF 157 Board Comment 50, 146, 193, 196, 205, 206, 238, 243, 253 Board Committee 5, 7, 8, 16, 18, 20, 25, 58, 59, 73, 74, 76, 79, 80, 101, 170, 201, 210, 234, 243, 252 Board Composition 1, 23, 25 Board Risk Committee, BRC v, vii, viii, ix, 1, 2, 4-9, 12-23, 26, 28-32, 34-44, 46-57, 59, 60, 63-69, 71- 98, 106, 109, 111-115, 117, 119, 121-127, 130, 131, 133-140, 142, 144-146, 148, 159, 167-171, 179, 191, 193-226, 228, 230, 239, 245, 252, 257 Board Structure 1, 3 BRC Assessment 59 BRC Calendar 43, 44, 46, 55 Business Continuity Management ix, 45, 78, 92, 123, 129, 146 Business Continuity Plans 58 Business Model 32, 53, 92, 211, 214, 256 C Capital Adequacy ix, 112, 164 Certification 192, 199, 238 Chairman 1, 2, 13, 14, 16, 17, 22-25, 35-37, 41, 42, 44, 46-51, 53-55, 60, 81, 83, 114, 151, 222, 223, 225, 257 Chief Compliance Officer ix, 11, 60 Chief Executive Officer, CEO ix, 15, 23-26, 28, 39, 45, 48, 52-55, 76, 81-83, 90, 114, 136, 138, 139, 141, 146, 151, 198, 199, 206, 219, 225, 238, 239, 245, 253, 260 Chief Financial Officer, CFO ix, 11, 23, 26, 48, 199, 222, 225, 245, 253 Chief Legal Counsel 11 Chief Risk Officer, CRO ix, 1, 2, 11, 12, 19, 31, 35-37, 44, 46, 50, 53, 56, 57, 76, 95, 199, 200, 245 Code of Conduct 59, 114, 219, 220, 232 Code of Corporate Governance v, vii, viii, x, 238, 252, 257 Code of Ethics 141 Combined Assurance 57, 147, 191-193, 201, 203, 216, 220, 240-242, 258 Companies Act (CA) v, vii, viii, ix, 74, 252